NAME
keynote - assertion format
SYNOPSIS
KeyNote-Version: 2
Local-Constants: <assignments>
Authorizer: <public key or tag>
Licensees: <public key or tag expression>
Comment: <comment text>
Conditions: <logic predicates>
Signature: <public key signature>
DESCRIPTION
For more details on KeyNote, see RFC 2704.
KeyNote assertions are divided into sections, called ‘fields’, that serve
various semantic functions. Each field starts with an identifying label
at the beginning of a line, followed by the ":" character and the field’s
contents. There can be at most one field per line.
A field may be continued over more than one line by indenting subsequent
lines with at least one ASCII SPACE or TAB character. Whitespace (a
SPACE, TAB, or NEWLINE character) separates tokens but is otherwise
ignored outside of quoted strings. Comments with a leading octothorp
character (’#’) may begin in any column.
One mandatory field is required in all assertions: Authorizer
Six optional fields may also appear: Comment, Conditions, KeyNote-
Version, Licensees, Local-Constants, Signature.
All field names are case-insensitive. The "KeyNote-Version" field, if
present, appears first. The "Signature" field, if present, appears last.
Otherwise, fields may appear in any order. Each field may appear at most
once in any assertion.
Blank lines are not permitted in assertions. Multiple assertions stored
in a file (e.g., in application policy configurations), therefore, can be
separated from one another unambiguously by the use of blank lines
between them.
COMMENTS
The octothorp character ("#", ASCII 35 decimal) can be used to introduce
comments. Outside of quoted strings, all characters from the "#"
character through the end of the current line are ignored. However,
commented text is included in the computation of assertion signatures.
STRINGS
A ‘string’ is a lexical object containing a sequence of characters.
Strings may contain any non-NUL characters, including newlines and
nonprintable characters. Strings may be given as literals, computed from
complex expressions, or dereferenced from attribute names.
STRING LITERALS
A string literal directly represents the value of a string. String
literals must be quoted by preceding and following them with the double-
quote character (ASCII 34 decimal).
A printable character may be ‘escaped’ inside a quoted string literal by
preceding it with the backslash character (ASCII 92 decimal) (e.g., "like
\"this\"."). This permits the inclusion of the double- quote and
backslash characters inside string literals.
A similar escape mechanism is also used to represent non-printable
characters. "\n" represents the newline character (ASCII character 10
decimal), "\r" represents the carriage-return character (ASCII character
13 decimal), "\t" represents the tab character (ASCII character 9
decimal), and "\f" represents the form-feed character (ASCII character 12
decimal). A backslash character followed by a newline suppresses all
subsequent whitespace (including the newline) up to the next non-
whitespace character (this allows the continuation of long string
constants across lines). Un-escaped newline and return characters are
illegal inside string literals.
The constructs "\0o", "\0oo", and "\ooo" (where o represents any octal
digit) may be used to represent any non-NUL ASCII characters with their
corresponding octal values (thus, "\012" is the same as "\n", "\101" is
"A", and "\377" is the ASCII character 255 decimal). However, the NUL
character cannot be encoded in this manner; "\0", "\00", and "\000" are
converted to the strings "0", "00", and "000" respectively. Similarly,
all other escaped characters have the leading backslash removed (e.g.,
"\a" becomes "a", and "\\" becomes "\"). The following four strings are
equivalent:
"this string contains a newline\n followed by one space."
"this string contains a newline\n \
followed by one space."
"this str\
ing contains a \
newline\n followed by one space."
"this string contains a newline\012\040followed by one space."
STRING EXPRESSIONS
In general, anywhere a quoted string literal is allowed, a ‘string
expression’ can be used. A string expression constructs a string from
string constants, dereferenced attributes (described below), and a string
concatenation operator. String expressions may be parenthesized.
<StrEx>:: <StrEx> "." <StrEx> /* String concatenation */
| <StringLiteral> /* Quoted string */
| "(" <StrEx> ")"
| <DerefAttribute>
| "$" <StrEx> ;
The "$" operator has higher precedence than the "." operator.
DEREFERENCED ATTRIBUTES
Action attributes provide the primary mechanism for applications to pass
information to assertions. Attribute names are strings from a limited
character set (see below), and attribute values are represented
internally as strings. An attribute is dereferenced simply by using its
name. In general, KeyNote allows the use of an attribute anywhere a
string literal is permitted.
Attributes are dereferenced as strings by default. When required,
dereferenced attributes can be converted to integers or floating point
numbers with the type conversion operators "@" and "&". Thus, an
attribute named "foo" having the value "1.2" may be interpreted as the
string "1.2" (foo), the integer value 1 (@foo), or the floating point
value 1.2 (&foo).
Attributes converted to integer and floating point numbers are
represented according to the ANSI C ‘long’ and ‘float’ types,
respectively. In particular, integers range from -2147483648 to
2147483647, whilst floats range from 1.17549435E-38F to 3.40282347E+38F.
Any uninitialized attribute has the empty-string value when dereferenced
as a string and the value zero when dereferenced as an integer or float.
Attribute names may be given literally or calculated from string
expressions and may be recursively dereferenced. In the simplest case, an
attribute is dereferenced simply by using its name outside of quotes;
e.g., the string value of the attribute named "foo" is by reference to
‘foo’ (outside of quotes). The "$<StrEx>" construct dereferences the
attribute named in the string expression <StrEx>. For example, if the
attribute named "foo" contains the string "bar", the attribute named
"bar" contains the string "xyz", and the attribute "xyz" contains the
string "qua", the following string comparisons are all true:
foo == "bar"
$("foo") == "bar"
$foo == "xyz"
$(foo) == "xyz"
$$foo == "qua"
If <StrEx> evaluates to an invalid or uninitialized attribute name, its
value is considered to be the empty string (or zero if used as a
numeric).
The <DerefAttribute> token is defined as:
<DerefAttribute>:: <AttributeID> ;
<AttributeID>:: {Any string starting with a-z, A-Z, or the
underscore character, followed by any number of
a-z, A-Z, 0-9, or underscore characters} ;
PRINCIPAL IDENTIFIERS
Principals are represented as ASCII strings called ‘Principal
Identifiers’. Principal Identifiers may be arbitrary labels whose
structure is not interpreted by the KeyNote system or they may encode
cryptographic keys that are used by KeyNote for credential signature
verification.
<PrincipalIdentifier>:: <OpaqueID>
| <KeyID> ;
OPAQUE PRINCIPAL IDENTIFIERS
Principal Identifiers that are used by KeyNote only as labels are said to
be ‘opaque’. Opaque identifiers are encoded in assertions as strings (as
defined above):
<OpaqueID>:: <StrEx> ;
Opaque identifier strings should not contain the ":" character.
CRYPTOGRAPHIC PRINCIPAL IDENTIFIERS
Principal Identifiers that are used by KeyNote as keys, e.g., to verify
credential signatures, are said to be ‘cryptographic’. Cryptographic
identifiers are also lexically encoded as strings:
<KeyID>:: <StrEx> ;
Unlike Opaque Identifiers, however, Cryptographic Identifier strings have
a special form. To be interpreted by KeyNote (for signature
verification), an identifier string should be of the form:
<IDString>:: <ALGORITHM>":"<ENCODEDBITS> ;
"ALGORITHM" is an ASCII substring that describes the algorithms to be
used in interpreting the key’s bits. The ALGORITHM identifies the major
cryptographic algorithm (e.g., RSA [RSA78], DSA [DSA94], etc.),
structured format (e.g., PKCS1 [PKCS1]), and key bit encoding (e.g., HEX
or BASE64). By convention, the ALGORITHM substring starts with an
alphabetic character and can contain letters, digits, underscores, or
dashes (i.e., it should match the regular expression "[a-zA-Z][a- zA-
Z0-9_-]*"). The IANA (or some other appropriate authority) will provide a
registry of reserved algorithm identifiers.
"ENCODEDBITS" is a substring of characters representing the key’s bits,
the encoding and format of which depends on the ALGORITHM. By convention,
hexadecimal encoded keys use lower-case ASCII characters.
Cryptographic Principal Identifiers are converted to a normalized
canonical form for the purposes of any internal comparisons between them;
see RFC 2704 for more details.
KEYNOTE-VERSION FIELD
The KeyNote-Version field identifies the version of the KeyNote assertion
language under which the assertion was written. The KeyNote-Version field
is of the form:
<VersionField>:: "KeyNote-Version:" <VersionString> ;
<VersionString>:: <StringLiteral>
| <IntegerLiteral> ;
<VersionString> is an ASCII-encoded string. Assertions in production
versions of KeyNote use decimal digits in the version representing the
version number of the KeyNote language under which they are to be
interpreted. Assertions written to conform with this document should be
identified with the version string "2" (or the integer 2). The KeyNote-
Version field, if included, should appear first.
LOCAL-CONSTANTS FIELD
This field adds or overrides action attributes in the current assertion
only. This mechanism allows the use of short names for (frequently
lengthy) cryptographic principal identifiers, especially to make the
Licensees field more readable. The Local-Constants field is of the form:
<LocalConstantsField>:: "Local-Constants:" <Assignments> ;
<Assignments>:: /* can be empty */
| <AttributeID> "=" <StringLiteral> <Assignments> ;
<AttributeID> is an attribute name from the action attribute namespace.
The name is available for use as an attribute in any subsequent field. If
the Local-Constants field defines more than one identifier, it can occupy
more than one line and be indented. <StringLiteral> is a string literal
as described previously. Attributes defined in the Local-Constants field
override any attributes with the same name passed in with the action
attribute set.
An attribute may be initialized at most once in the Local-Constants
field. If an attribute is initialized more than once in an assertion, the
entire assertion is considered invalid and is not considered by the
KeyNote compliance checker in evaluating queries.
AUTHORIZER FIELD
The Authorizer identifies the Principal issuing the assertion. This field
is of the form:
<AuthField>:: "Authorizer:" <AuthID> ;
<AuthID>:: <PrincipalIdentifier>
| <DerefAttribute> ;
The Principal Identifier may be given directly or by reference to the
attribute namespace.
LICENSEES FIELD
The Licensees field identifies the principals authorized by the
assertion. More than one principal can be authorized, and authorization
can be distributed across several principals through the use of ‘and’ and
threshold constructs. This field is of the form:
<LicenseesField>:: "Licensees:" <LicenseesExpr> ;
<LicenseesExpr>:: /* can be empty */
| <PrincExpr> ;
<PrincExpr>:: "(" <PrincExpr> ")"
| <PrincExpr> "&&" <PrincExpr>
| <PrincExpr> "||" <PrincExpr>
| <K>"-of(" <PrincList> ")" /* Threshold */
| <PrincipalIdentifier>
| <DerefAttribute> ;
<PrincList>:: <PrincipalIdentifier>
| <DerefAttribute>
| <PrincList> "," <PrincList> ;
<K>:: {Decimal number starting with a digit from 1 to 9} ;
The "&&" operator has higher precedence than the "||" operator. <K> is an
ASCII-encoded positive decimal integer. If a <PrincList> contains fewer
than <K> principals, the entire assertion is omitted from processing.
CONDITIONS FIELD
This field gives the ‘conditions’ under which the Authorizer trusts the
Licensees to perform an action. ‘Conditions’ are predicates that operate
on the action attribute set. The Conditions field is of the form:
<ConditionsField>:: "Conditions:" <ConditionsProgram> ;
<ConditionsProgram>:: /* Can be empty */
| <Clause> ";" <ConditionsProgram> ;
<Clause>:: <Test> "->" "{" <ConditionsProgram> "}"
| <Test> "->" <Value>
| <Test> ;
<Value>:: <StrEx> ;
<Test>:: <RelExpr> ;
<RelExpr>:: "(" <RelExpr> ")" /* Parentheses */
| <RelExpr> "&&" <RelExpr> /* Logical AND */
| <RelExpr> "||" <RelExpr> /* Logical OR */
| "!" <RelExpr> /* Logical NOT */
| <IntRelExpr>
| <FloatRelExpr>
| <StringRelExpr>
| "true" /* case insensitive */
| "false" ; /* case insensitive */
<IntRelExpr>:: <IntEx> "==" <IntEx>
| <IntEx> "!=" <IntEx>
| <IntEx> "<" <IntEx>
| <IntEx> ">" <IntEx>
| <IntEx> "<=" <IntEx>
| <IntEx> ">=" <IntEx> ;
<FloatRelExpr>:: <FloatEx> "<" <FloatEx>
| <FloatEx> ">" <FloatEx>
| <FloatEx> "<=" <FloatEx>
| <FloatEx> ">=" <FloatEx> ;
<StringRelExpr>:: <StrEx> "==" <StrEx> /* String equality */
| <StrEx> "!=" <StrEx> /* String inequality */
| <StrEx> "<" <StrEx> /* Alphanum. comparisons */
| <StrEx> ">" <StrEx>
| <StrEx> "<=" <StrEx>
| <StrEx> ">=" <StrEx>
| <StrEx> "~=" <RegExpr> ; /* Reg. expr. matching */
<IntEx>:: <IntEx> "+" <IntEx> /* Integer */
| <IntEx> "-" <IntEx>
| <IntEx> "*" <IntEx>
| <IntEx> "/" <IntEx>
| <IntEx> "%" <IntEx>
| <IntEx> "^" <IntEx> /* Exponentiation */
| "-" <IntEx>
| "(" <IntEx> ")"
| <IntegerLiteral>
| "@" <StrEx> ;
<FloatEx>:: <FloatEx> "+" <FloatEx> /* Floating point */
| <FloatEx> "-" <FloatEx>
| <FloatEx> "*" <FloatEx>
| <FloatEx> "/" <FloatEx>
| <FloatEx> "^" <FloatEx> /* Exponentiation */
| "-" <FloatEx>
| "(" <FloatEx> ")"
| <FloatLiteral>
| "&" <StrEx> ;
<IntegerLiteral>:: {Decimal number of at least one digit} ;
<FloatLiteral>:: <IntegerLiteral>"."<IntegerLiteral> ;
<StringLiteral> is a quoted string as defined in previously
<AttributeID> is defined previously.
The operation precedence classes are (from highest to lowest):
{ (, ) }
{unary -, @, &, $}
{^}
{*, /, %}
{+, -, .}
Operators in the same precedence class are evaluated left-to-right.
Note the inability to test for floating point equality, as most floating
point implementations (hardware or otherwise) do not guarantee accurate
equality testing.
Also note that integer and floating point expressions can only be used
within clauses of condition fields, but in no other KeyNote field.
The keywords "true" and "false" are not reserved; they can be used as
attribute or principal identifier names (although this practice makes
assertions difficult to understand and is discouraged).
<RegExpr> is a standard regular expression, conforming to the POSIX
1003.2 regular expression syntax and semantics (see regex(3)).
Any string expression (or attribute) containing the ASCII representation
of a numeric value can be converted to an integer or float with the use
of the "@" and "&" operators, respectively. Any fractional component of
an attribute value dereferenced as an integer is rounded down. If an
attribute dereferenced as a number cannot be properly converted (e.g., it
contains invalid characters or is empty) its value is considered to be
zero.
COMMENT FIELD
The Comment field allows assertions to be annotated with information
describing their purpose. It is of the form:
<CommentField>:: "Comment:" <text> ;
No interpretation of the contents of this field is performed by KeyNote.
Note that this is one of two mechanisms for including comments in KeyNote
assertions; comments can also be inserted anywhere in an assertion’s body
by preceding them with the "#" character (except inside string literals).
SIGNATURE FIELD
The Signature field identifies a signed assertion and gives the encoded
digital signature of the principal identified in the Authorizer field.
The Signature field is of the form:
<SignatureField>:: "Signature:" <Signature> ;
<Signature>:: <StrEx> ;
The <Signature> string should be of the form:
<IDString>:: <ALGORITHM>":"<ENCODEDBITS> ;
The formats of the "ALGORITHM" and "ENCODEDBITS" substrings are as
described for Cryptographic Principal Identifiers. The algorithm name
should be the same as that of the principal appearing in the Authorizer
field. The IANA (or some other suitable authority) will provide a
registry of reserved names. It is not necessary that the encodings of the
signature and the authorizer key be the same.
If the signature field is included, the principal named in the Authorizer
field must be a Cryptographic Principal Identifier, the algorithm must be
known to the KeyNote implementation, and the signature must be correct
for the assertion body and authorizer key.
The signature is computed over the assertion text, beginning with the
first field (including the field identifier string), up to (but not
including) the Signature field identifier. The newline preceding the
signature field identifier is the last character included in signature
calculation. The signature is always the last field in a KeyNote
assertion. Text following this field is not considered part of the
assertion.
EXAMPLES
Note that the keys and signatures in these examples are fictional, and
generally much shorter than would be required for real security, in the
interest of readability.
Authorizer: "POLICY"
Licensees: "RSA:abc123"
KeyNote-Version: 2
Local-Constants: Alice="DSA:4401ff92" # Alice’s key
Bob="RSA:d1234f" # Bob’s key
Authorizer: "RSA:abc123"
Licensees: Alice || Bob
Conditions: (app_domain == "RFC822-EMAIL") &&
(address ~= # only applies to one domain
"^.*@keynote\.research\.att\.com$") ->
"true";
Signature: "RSA-SHA1:213354f9"
KeyNote-Version: 2
Authorizer: "DSA:4401ff92" # the Alice CA
Licensees: "DSA:12340987" # mab’s key
Conditions: ((app_domain == "RFC822-EMAIL") -> {
(name == "M. Blaze" || name == "") &&
(address ==
"mab@keynote.research.att.com"));
(name == "anonymous") -> "logandaccept";
}
Signature: "DSA-SHA1:ab23487"
KeyNote-Version: "2"
Authorizer: "DSA:4401ff92" # the Alice CA
Licensees: "DSA:abc991" || # jf’s DSA key
"RSA:cde773" || # jf’s RSA key
"BFIK:fd091a" # jf’s BFIK key
Conditions: ((app_domain == "RFC822-EMAIL") &&
(name == "J. Feigenbaum" || name == "") &&
(address == "jf@keynote.research.att.com"));
Signature: "DSA-SHA1:8912aa"
SEE ALSO
keynote(1), keynote(3), keynote(4)
‘‘The KeyNote Trust-Management System, Version 2’’
M. Blaze, J. Feigenbaum, A. D. Keromytis, Internet Drafts, RFC
2704.
‘‘Decentralized Trust Management’’
M. Blaze, J. Feigenbaum, J. Lacy, 1996 IEEE Conference on
Privacy and Security
‘‘Compliance-Checking in the PolicyMaker Trust Management System’’
M. Blaze, J. Feigenbaum, M. Strauss, 1998 Financial Crypto
Conference
AUTHOR
Angelos D. Keromytis (angelos@dsl.cis.upenn.edu)
WEB PAGE
http://www.cis.upenn.edu/~keynote
BUGS
None that we know of. If you find any, please report them at
keynote@research.att.com